Bloomberg Law
Bloomberg Law
Bloomberg
States Sue SEC Over Watered Down Broker-Dealer Rule
8 minutes Posted Sep 11, 2019 at 2:40 pm.
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Show notes

Columbia School of Law Professor John Coffee discusses the lawsuit by New York and a half dozen other states who are suing the Securities and Exchange Commission over allegations they watered down a final regulation intended to protect broker-dealer customers from conflicts of interest. He speaks to Bloomberg’s June Grasso.

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