Value-Ability Podcast
Value-Ability Podcast
Danforth Fleak
Episode 33: Regulation BI
1 hour 8 minutes Posted Oct 23, 2020 at 2:51 am.
Introduction
Podcast Contact Info
Special Guest Jess Gauerke on Regulation BI
Article Review
Wrap Up
Disclaimer
0:00
1:08:53
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Show notes
Episode 33 highlights:
- Philip makes it 63 times around the sun!
- Jess Gaurke, Director of Compliance at USAdvisors Network joins us to discuss Regulation BI
- History and Background of Reg BI
- The four obligations of Reg BI – Disclosure, Care, Conflict and Compliance
- The importance of documentation
- Details of the Care obligation
The article section reviews a piece titled “Want to Be More Productive? Try Doing Less.” from the Harvard Business Review.
A link to the article can be found on our Twitter (@value_ability) or Facebook (@valueablility) accounts, as well as on our website at https://value-ability.com/content.
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