Episode 1

Klaus Moosmayer, Ph.D.

Chief Ethics, Risk & ComplianceOfficer of Novartis[linkedin]Nationality: GermanYear of Birth: 1968Klaus Moosmayer, Ph.D., has been Chief Ethics, Risk &Compliance Officer of Novartis since 2018. He is a memberof the Executive Committee of Novartis.Mr. Moosmayer previously was chief compliance officer ofSiemens AG, a position he held since 2014. During his 18-year career at Siemens, Mr. Moosmayer also served aschief counsel compliance from 2009 to 2013, and ascompliance operating officer from 2007 to 2009.Mr. Moosmayer received his doctor of jurisprudence fromthe University of Freiburg in Germany, and passed his firstand second state examination in law in Germany. He isinternationally recognized in the field of compliance. Heserves as vice chair of the Business at OECD (BIAC)executive board and served as chair of its Anti-CorruptionCommittee from 2013 to 2020. He is co-founder and chairof the European Chief Compliance and Integrity Officers’Forum; and co-chair of the B20 Integrity & Compliance TaskForce under the G20 presidency of Saudi Arabia. He servedas co-chair of the B20 Integrity & Compliance Task Forceunder the G20 presidency of Argentina in 2018, and aschair of the B20 Integrity & Compliance Task Force underthe G20 presidency of Germany in 2017.