Off the Books
Off the Books
Workiva
Gotta Keep ‘Em Regulated
13 minutes Posted Dec 7, 2023 at 8:00 am.
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13:42
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Show notes
Arthy Kumar, Workiva Industry Principal for Investments and Financial Services, stops by to answer producer Mike’s questions about the SEC! What’s the deal with the SEC private fund regulations? How is it changing the private fund industry? What’s the SEC approval process for naming funds? Find out: