The Linklaters Podcast
The Linklaters Podcast
Linklaters
Implications for asset managers // Consumer Duty
18 minutes Posted Nov 11, 2021 at 9:54 am.
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Episode 4: A financial services consumer duty

In this podcast episode we discuss aspects of the FCA's proposed financial services consumer duty that may have particular implications for both retail and wholesale asset managers - including how the duty can apply to various firms in the distribution chain, how the consumer duty could go beyond existing TCF obligations, and a focus on communications and fair value.

This episode features Sara Cody and Raza Naeem, both counsel in our London financial regulation practice.

An infographic accompanies this episode.  And for all our resources on the FCA's proposals including more podcast episodes and infographics, visit our webpage.