D.C. Pension Geeks
D.C. Pension Geeks
Brian Graff
Tim Hauser - Navigating the Maze of Fiduciary Standards
1 hour 16 minutes Posted Nov 9, 2023 at 4:00 am.
Regulatory Definition of Investor Advice Update
Fiduciary Rule and Differential Compensation
Advisor Act vs Best Interest Regulation
Regulations on Investment Recommendations and Education
Retirement Plan Fiduciaries
Regulation and Complexity of Annuities
Legal Protections for Plan Sponsors' Advice
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Show notes
Calling the latest iteration of the fiduciary rule “the third installment of a long running regulatory series,” American Retirement Association CEO Brian Graff went directly to the source, speaking with EBSA COO Tim Hauser about the Retirement Security Rule. The two fiduciary regulation ‘veterans’ sit down for a (very) comprehensive discussion the primary reasons EBSA thought it necessary to update the regulatory definition of investment advice and the goals and objectives in doing so.